NASDAQ:

OCTA

All-Cap Value 
Energy ETF

Our ETF offers turnkey access to a 
Value-driven portfolio of U.S.-traded Energy companies.

We hold companies that are generally “under the radar” of large-cap stocks, with the goal of complementing existing client exposures to Large-Cap Energy stocks and Large-Cap ETF exposures.

Investment Objective

The Octane All-Cap Value Energy ETF (the "Fund") seeks to deliver long-term capital appreciation.

“ Our active Value approach was created to uniquely suit 
the specific challenges and opportunities of investing in 
the Energy sector. ” 

Our unique process is driven by a decision tree, which sorts Energy stocks as we seek companies with inexpensive valuation for their expected free cash flow, strong balance sheets, and significant return of capital to shareholders.

Addressing the Structural Underweight in Energy

Modern society runs on traditional energy: it accounts for 10% of global GDP, and the other 90% depends on inexpensive and reliable energy.

Yet popular equity indices have low exposure to the Energy sector for a number of reasons, including the push for “Net Zero” and broad divestment activities tied to the Paris Agreement of  2015.

Octane has not signed up for unrealistic versions of the future. We allocate responsibly to an unloved, yet crucial sector. That’s why we believe that our Value approach is the best lens through which to invest.

“ we believe that our Value approach is the best lens through which to invest ”

Fund Details

*The 30-Day SEC Yield is calculated with a standardized formula mandated by the SEC. The formula is based on the maximum offering price per share and does not reflect waivers in effect.

**The Fund’s investment advisor has agreed to a 0.30% fee waiver effective through at least October 31, 2025

Fund Data & Pricing

**30-Day Median Spread is a calculation of Fund’s median bid-ask spread, expressed as a percentage rounded to the nearest hundredth, computed by: identifying the Fund’s national best bid and national best offer as of the end of each 10 second interval during each trading day of the last 30 calendar days; dividing the difference between each such bid and offer by the midpoint of the national best bid and national best offer; and identifying the median of those values.

Performance

Fund Name Fund Ticker 1 Month 3 Month 6 Month YTD 1 Year 3 Year 5 Year Since Inception Cumulative Since Inception Annualized Date
Octane All Cap Value Energy ETF OCTA NAV -4.76 -9.04
Octane All Cap Value Energy ETF OCTA MKT -4.70 -8.86
S&P 500 TR SPTR2 2.14 4.61

The performance data quoted above represents past performance. Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor’s shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted above. Performance current to the most recent month-end can be obtained by calling (844) 408-8111.

Short term performance, in particular, is not a good indication of the fund’s future performance, and an investment should not be made based solely on historical returns. Returns beyond 1 year are annualized.

A fund’s NAV is the sum of all its assets less any liabilities, divided by the number of shares outstanding. The market price is the most recent price at which the fund was traded.

Holdings

Name
10/10/2024
Date Account Stock Ticker Fund Ticker CUSIP Shares Price MarketValue Weightings NetAssets SharesOutstanding CreationUnits MoneyMarketFlag
10/10/2024 OCTA APA APA Corp 03743Q108 1,450.00 26.33 38,178.50 4.09 933,365 50,000 2
10/10/2024 OCTA ARCH Arch Resources Inc 03940R107 354.00 142.01 50,271.54 5.39 933,365 50,000 2
10/10/2024 OCTA ARLP Alliance Resource Partners LP 01877R108 1,226.00 25.25 30,956.50 3.32 933,365 50,000 2
10/10/2024 OCTA BTU Peabody Energy Corp 704551100 1,852.00 25.76 47,707.52 5.11 933,365 50,000 2
10/10/2024 OCTA BWLP BW LPG Ltd Y10230103 3,086.00 15.09 46,567.74 4.99 933,365 50,000 2
10/10/2024 OCTA CEIX CONSOL Energy Inc 20854L108 308.00 106.95 32,940.60 3.53 933,365 50,000 2
10/10/2024 OCTA CHRD Chord Energy Corp 674215207 176.00 133.25 23,452.00 2.51 933,365 50,000 2
10/10/2024 OCTA CIVI Civitas Resources Inc 17888H103 362.00 53.04 19,200.48 2.06 933,365 50,000 2
10/10/2024 OCTA DINO HF Sinclair Corp 403949100 582.00 44.95 26,160.90 2.80 933,365 50,000 2
10/10/2024 OCTA E Eni SpA 26874R108 786.00 31.03 24,389.58 2.61 933,365 50,000 2
10/10/2024 OCTA EOG EOG Resources Inc 26875P101 276.00 130.96 36,144.96 3.87 933,365 50,000 2
10/10/2024 OCTA FGXXX First American Government Obligations Fund 12/01/2031 31846V336 2,932.50 100.00 2,932.50 0.31 933,365 50,000 2 Y
10/10/2024 OCTA GPOR Gulfport Energy Corp 402635502 168.00 147.94 24,853.92 2.66 933,365 50,000 2
10/10/2024 OCTA INSW International Seaways Inc Y41053102 452.00 51.83 23,427.16 2.51 933,365 50,000 2
10/10/2024 OCTA LBRT Liberty Energy Inc 53115L104 1,054.00 20.13 21,217.02 2.27 933,365 50,000 2
10/10/2024 OCTA MPC Marathon Petroleum Corp 56585A102 176.00 162.61 28,619.36 3.07 933,365 50,000 2
10/10/2024 OCTA OVV Ovintiv Inc 69047Q102 542.00 42.09 22,812.78 2.44 933,365 50,000 2
10/10/2024 OCTA PARR Par Pacific Holdings Inc 69888T207 1,336.00 17.88 23,887.68 2.56 933,365 50,000 2
10/10/2024 OCTA PBF PBF Energy Inc 69318G106 1,224.00 32.39 39,645.36 4.25 933,365 50,000 2
10/10/2024 OCTA PSX Phillips 66 718546104 276.00 134.72 37,182.72 3.98 933,365 50,000 2
10/10/2024 OCTA PTEN Patterson-UTI Energy Inc 703481101 3,082.00 8.04 24,779.28 2.65 933,365 50,000 2
10/10/2024 OCTA SHEL Shell PLC 780259305 554.00 68.22 37,793.88 4.05 933,365 50,000 2
10/10/2024 OCTA SM SM Energy Co 78454L100 1,126.00 44.36 49,949.36 5.35 933,365 50,000 2
10/10/2024 OCTA TNK Teekay Tankers Ltd G8726X106 474.00 59.29 28,103.46 3.01 933,365 50,000 2
10/10/2024 OCTA TRMD TORM PLC G89479102 1,314.00 31.92 41,942.88 4.49 933,365 50,000 2
10/10/2024 OCTA TS Tenaris SA 88031M109 636.00 31.76 20,199.36 2.16 933,365 50,000 2
10/10/2024 OCTA TTE TotalEnergies SE 89151E109 738.00 68.04 50,213.52 5.38 933,365 50,000 2
10/10/2024 OCTA VET Vermilion Energy Inc 923725105 1,938.00 9.95 19,283.10 2.07 933,365 50,000 2
10/10/2024 OCTA VLO Valero Energy Corp 91913Y100 274.00 139.36 38,184.64 4.09 933,365 50,000 2
10/10/2024 OCTA VRN Veren Inc 92340V107 3,346.00 6.47 21,648.62 2.32 933,365 50,000 2
10/10/2024 OCTA Cash&Other Cash & Other Cash&Other 710.78 1.00 710.78 0.08 933,365 50,000 2 Y

Holdings are subject to change without notice.

Fund Documents

David Allen, CFA

Managing Director

David Allen is the Managing Director at Octane Investments, a privately held firm he founded to invest in traditional energy equities. Prior to this, he served large institutions at Schroders and held a similar role at AB, for nearly a decade at each of those firms. 

Prior to working on the buy-side, Allen was an FX dealer and traded FX and FX options with bank capital throughout the 1990s.

He earned a bachelor’s degree at the University of Pennsylvania in Economics and completed the Value Investing executive education curriculum at Columbia University. 

Allen is Chair of the Board of the CFA Society of New York, and recently passed the CFA Institute’s ESG certification.

Jonathan Allen, PhD


M.I.T. Climate Scientist & Advisor to Industry

Christine Guerrero

Petroleum & Drilling Engineer

Cezary Nadecki, CFA

Experienced Energy and Utilities Analyst
& Investor

Adam Phillips

Experienced Sustainability Investor & Lecturer on Climate at NYU & Columbia Univ.

Please complete the form below and we will be in touch with you.

Important Information

Investors should consider the investment objectives, risks, charges and expenses carefully before investing. For a prospectus or summary prospectus with this and other information about the Fund, please call (855) 574-5749 or visit our website at www.octane.nyc/octa. Read the prospectus or summary prospectus carefully before investing.

Investments involve risk. Principal loss is possible. Redemptions are limited and often commissions are charged on each trade. Unlike mutual funds, ETFs may trade at a premium or discount to their net asset value.

Equity Market Risk. Common stocks are generally exposed to greater risk than other types of securities, such as preferred stock and debt obligations, because common stockholders generally have inferior rights to receive payment from specific issuers. The equity securities held in the Fund’s portfolio may experience sudden, unpredictable drops in value or long periods of decline in value.

Energy Sector Risks: The market value of energy sector investments can fall due to factors like fluctuating energy prices, geopolitical events, stricter regulations, resource depletion, and environmental accidents. Market volatility is also influenced by large producers and buyers, and companies in this sector may incur high costs and debts for resource expansion.

Oil and Gas Sector Risks: Companies in the oil and gas sector are influenced by global energy prices, exploration and production costs, and are prone to environmental and legal risks.

Value Investing Risk. The value approach to investing involves the risk that stocks may remain undervalued. Value stocks may underperform the overall equity market if they remain out of favor in the market or are not undervalued in the market.

Concentration Risk. The Fund’s investments will be concentrated in energy-related industries. As a result, the value of Shares may rise and fall more than the value of shares that invest in securities of companies in a broader range of industries.

Foreign Securities Risk. Investments in securities of non-U.S. issuers involve certain risks not involved in domestic investments and may experience more rapid and extreme changes in value than investments in securities of U.S. companies. Financial markets in foreign countries often are not as developed, efficient, or liquid as financial markets in the United States, and therefore, the prices of non-U.S. securities and instruments can be more volatile.

New Fund Risk. The Fund is a recently organized management investment company with no operating history. As a result, prospective investors do not have a track record or history on which to base their investment decisions..

Distributed by Foreside Fund Services, LLC